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Gene Therapy for Thoracic Cancers
Annals of Internal Medicine - April, 2000
Full Article

Recent advances in the understanding of growth factors, molecular oncology, and tumor immunology have provided the rationale for several strategies for cancer gene therapy (73). Some of these approaches are being tested in clinical trials in patients with lung cancer and malignant mesothelioma. A summary of published clinical trials for thoracic cancers is shown in Table 3. Because none of the currently available vectors distribute systemically, therapeutic approaches have focused on treatment of localized disease or induction of an immune response capable of eliminating distant tumor cells.

Tumor Suppressor Gene Replacement Therapy (p53)
One of the most common genetic abnormalities in non-small-cell lung cancer is mutation of the tumor suppressor gene p53 (73). Preclinical work showed that delivery of wild-type p53 to lung cancer cell lines with deleted or mutated p53 caused some degree of apoptosis (especially in combination with the antitumor drug cisplatin) (83). In animal models, transduction of a subset of cells in tumors with vectors encoding wild-type p53-induced tumor regression (84), suggesting the existence of a "bystander effect" by which transduced cells inhibit the growth of nontransfected cells. Although the mechanism of this effect is still not completely defined (85), possible pathways include release of angiogenesis inhibitors (86), activation of the Fas/Fas ligand system (87), and immunologic response.

Three phase I clinical trials in humans using gene transfer of p53 have been reported (Table 3 ). In all three trials, viral vectors encoding wild-type p53 were injected into the tumors of patients with non-small-cell lung cancer by means of a bronchoscope or percutaneous computed tomography-guided needles. In the first trial (74), a retroviral vector was used. The treatments were well tolerated, with minimal side effects. Some evidence of gene transfer was noted in patients given higher doses, and a subgroup of patients showed evidence of stabilization or regression of the injected tumors; however, no effects on noninjected tumors were noted. In the other two trials, adenoviral vectors were used (77, 78). Swisher and colleagues (78) used monthly injections of an adenovirus p53 vector in conjunction with administration of cisplatin. Treatment was well tolerated, and despite repeated doses of vector that induced antiadenoviral antibodies, gene transfer was detected in most patients receiving higher doses. Transient local control was observed in one third to one half of the participants.

Intratumoral injection of adenoviral p53 for the treatment of lung cancer thus seems to be well tolerated, safe, and perhaps capable of local antitumor effects. However, because of the lack of systemic efficacy, the ultimate clinical utility of this approach will probably be limited to the few patients with nonresectable disease that is not or cannot be controlled with local radiation therapy.

Suicide Gene Therapy
Another approach to the treatment of localized cancer is suicide gene therapy. In this therapy, a gene encoding an enzyme that catalyzes conversion of a normally nontoxic agent to a toxic substance is delivered to tumor cells. The toxic substance then eradicates tumor cells (88). The most widely used strategy has been introduction of the thymidine kinase gene from herpes simplex virus (HSV tk) into mammalian cells. This enzyme converts the normally nontoxic nucleoside analogue ganciclovir to a toxic form. The success of the HSV tk-ganciclovir approach is bolstered significantly by the presence of a "bystander effect" (89). This involves the transfer of toxic metabolites from transduced cells to nontransduced cells through gap junctions (90) and the generation of an immunostimulatory environment in vivo that enhances immune responses (91).

On the basis of success in animal models, Sterman and colleagues (79) conducted a phase I clinical trial of a replication-incompetent adenoviral vector encoding HSV tk that was delivered intrapleurally to 21 patients with pleural mesothelioma. After vector instillation, patients received systemic ganciclovir therapy for 2 weeks. As shown in Table 3, dose-limiting toxicity was not reached; side effects were minimal; and dose-related gene transfer was confirmed in 11 of 20 evaluable patients, in whom gene transfer was clearly detectable on immunostaining at tumor surfaces that penetrated up to 30 to 50 cell layers (79). However, strong antiadenoviral immune responses, including high titers of neutralizing antibody and proliferative T-cell responses, were generated with no obvious adverse clinical effects (15). Although clinical responses were not consistently seen, 1 patient remains tumor-free 3 years after treatment and partial tumor regression was observed in several of the patients who received the higher doses of vector. Further modifications to the study protocols include escalation of the dose of ganciclovir, multiple administrations of vector, and combination of vector instillation with surgical tumor debulking.

Immunogenetic Therapy
One attractive approach to the treatment of disseminated cancer is to make a subset of tumor cells more recognizable to the immune system, thus allowing widespread immune-mediated tumor destruction. Various gene therapy approaches have been developed with this goal in mind (92).

On the basis of the idea that expression of a foreign transgene might augment antitumor immunity, a phase I trial studied the transfer of the bacterial gene ß-galactosidase into lung cancer tumor nodules by using replication-incompetent adenovirus (75, 76) (Table 3 ). Ten patients were injected with increasing doses of the vector by using a bronchoscope. Evidence of transgene expression in the nodules was obtained, and strong antiadenoviral and antitransgene immune responses (both humoral and cell mediated) were noted. Somewhat surprisingly, some localized antitumor responses were observed, suggesting an antitumor immunologic response.

Ex vivo approaches are also being developed. For example, on the basis of animal data (93) and encouraging phase I data in prostate cancer (94), a multicenter immunotherapy trial in lung cancer has been established in which tumor cells will be harvested, infected ex vivo with adenovirus-encoding granulocyte-monocyte colony-stimulating factor, and reinjected intradermally into patients.

Results of a phase I clinical trial in pleural mesothelioma that used a recombinant vaccinia virus expressing the human interleukin-2 gene have been reported (80, 81) (Table 3 ). The vaccinia virus-interleukin-2 vector was injected repeatedly into palpable chest wall masses of six patients with advanced-stage malignant mesothelioma. Toxicity was minimal, and no clinical or serologic evidence of spread of vaccinia virus to patient contacts was seen. No patient had significant tumor regression, and minimal intratumoral cellular immune responses were detected. In future gene therapy approaches to mesothelioma, vaccinia virus-interleukin-2 may show improved efficacy in a more replication-competent form or as part of a "cocktail" of cytokine genes delivered by way of vaccinia virus (such as interleukin-2, interleukin-12, and granulocyte-monocyte colony-stimulating factor).

Suicide Gene Therapy plus Immunotherapy
Several animal studies have suggested that the combination of adenoviral vectors encoding HSV tk with adenoviral vectors expressing certain cytokines (for example, interleukin-2 or interferon-{alpha}) can enhance therapeutic efficacy by augmenting antitumor responses (91, 95). No clinical trials using such combinations have yet been reported; however, Schwarzenberger and colleagues (82) reported a phase I clinical trial in patients with malignant mesothelioma in which an irradiated ovarian carcinoma cell line retrovirally transfected with HSV tk (PA1-STK cells) was instilled intrapleurally, followed by systemic administration of ganciclovir (Table 3 ). The rationale behind this trial is that the PA1-STK cells will migrate to areas of intrapleural tumor after instillation and will facilitate bystander killing of mesothelioma cells after ganciclovir infusion. To date, 14 patients have been treated. The treatment produced minimal side effects but no obvious clinical responses. Preliminary findings have shown significant increases in the percentage of CD8 T lymphocytes in pleural fluid after instillation of PA1-STK cells (96).

To access the full text of this article visit: http://www.annals.org/cgi/content/full/132/8/649


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